The SEC's Division of Enforcement updated its Enforcement Manual for the first time since 2017, setting a four-week standard for Wells notice responses and Wells meetings and allowing targets to pursue settlement negotiations and Commission waivers simultan...
The Securities and Exchange Commission on Wednesday released guidance clarifying the regulatory treatment of digital assets, with Chairman Paul S. Atkins declaring that "most crypto assets are not themselves securities" — a position the agency said is inten...
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The Securities and Exchange Commission on Tuesday issued a conditional exemptive order allowing dually registered broker-dealers to offer cross-margining of cash and futures positions in U.S. Treasury securities to customers, a capability previously limited...
The Securities and Exchange Commission and the Commodity Futures Trading Commission on March 17 jointly defined five categories of digital assets, establishing what the agencies said is the clearest framework yet for determining which crypto tokens are subj...
The SEC and CFTC published a joint interpretation establishing a five-category token taxonomy and declaring that "most crypto assets are not themselves securities," a position that SEC Chairman Paul S. Atkins said ends "more than a decade of uncertainty" ar...